Tuesday, June 27, 2017
Home > Biographies
Regional Addresses
and Phone Numbers
Company Directory
Biographies

BIOGRAPHIES

Executives

Scott Lamacraft, CFA
Chief Executive Officer
Education: B.A., Economics, Queen's University, 1993; Chartered Financial Analyst, Association for Investment Management and Research, 1999.
Experience: In the investment business since 1993; Mr. Lamacraft began at Sprott as a Research Associate, became a Research Analyst in 1994 and Director of Research in 1996. He was appointed as President of Sprott Securities in May 2000 and CEO in September of 2001.


back to top

Jim Kofman
Vice Chairman
Education: B.Comm Queen's University, 1978; L.L.B. Queen's 1982, qualified solicitor in Ontario and in England & Wales.
Experience: Previously Vice Chairman and Managing Director of UBS Securities Canada and prior to that a partner at Osler, Hoskin & Harcourt in Toronto and in London, England. A leading advisor on mergers & acquisitions and complex financings in Canada.


back to top

Peter Charton
Vice Chairman, Managing Director Equity Capital Markets
Education: B.A., University of Western Ontario, 1986; MBA, University of Western Ontario 1993.
Experience: In the investment business since 1989; with Sprott Securities since 1997. Previously with CIBC Wood Gundy, Midland Walwyn and Deutsche Morgan Grenfell.


back to top

Jeff Kennedy, CA
Managing Director, Equity Capital Markets and Operations
Education: B. Comm., McMaster University, 1981; Chartered Accountant, Institute of Chartered Accountants of Ontario, 1983.
Experience: In the investment business since 1987; with Cormark/Sprott Securities since 1998. Previously with Loewen Ondaatje McCutcheon (Chief Financial Officer). Past Chairman, Capital Formula Subcommittee, Investment Industry Regulatory Organization of Canada (IIROC), member since 1999. Past Chairman, Financial Administrators Section of IIROC. Member Investment Banking Committee, Investment Industry Association of Canada.


back to top

Chris Roy, CFA
Managing Director, Head of Institutional Equity Sales
Education: BBA with Distinction, Bishop's University, 1995; Chartered Financial Analyst, Association for Investment Management and Research, 2000.
Experience: In the investment business since 1995; with Sprott Securities since 2000. Previously with Thornmark Asset Management and BPI Mutual Funds.


back to top

Tim Foote
Managing Director, Head of Institutional Equity Trading
Education: B.A Psychology, McGill University, 1991.
Experience: In the investment business since 1993. Previously spent 4 years on the buy side at FGP and Trimark Investments. Spent the last 9 years a a sell side trader at Merrill Lynch and most recently as a Managing Director at CIBC World Markets.


back to top

Chris Shaw
Managing Director, Head of Investment Banking
Education: B.Comm., Honours, Queen's University School of Business, 2005.
Experience: Joined Cormark in 2008. Previously worked at Desjardins Securties Inc. in Toronto (Investment Banking) and Westwind Partners Inc. in Calgary (Energy Investment Banking).


back to top

Susan Streeter, CFA
Managing Director, Head of Institutional Equity Research
Education: B.A., Dalhousie University, 1990; Graduate Business Studies Diploma, London School of Economics and Political Science, 1991; Chartered Financial Analyst, Association for Investment Management and Research, 1997.
Experience: In the investment business since 1991; with Sprott Securities since 1999. Previously with TD Securities and Chemical Bank in London.


back to top

Research

Amir Arif, CFA
Analyst, Institutional Equity Research
Oil & Gas
Education: BSc in Petroleum Engineering with Distinction, University of Alberta, 1994; MBA Finance, University of Calgary, 1999; Chartered Financial Analyst, Association for Investment Management and Research, 1999.
Experience: Joined Cormark in 2014. Previous investment experience with Stifel, Friedman Billings Ramsey, and Waterous Securities. Previous engineering experience with Fletcher Challenge, Koch Exploration, and Norcen Energy.


back to top

Tyron Breytenbach, P.Geo
Analyst, Institutional Equity Research
Mining
Education: BSc (Hons) Geology, University of Johannesburg, 2004.
Experience: Mr. Breytenbach joined Cormark Securities in May 2012. Previously with Detour Gold, Forbes Manhattan and Liberty Mines.


back to top

Mark Deriet, CFA, CMT, MA Economics
Analyst, Institutional Equity Research
Quantitative and Technical Analysis
Education: B.Comm, University of Toronto, 1993; M.A. Economics, University of Ottawa, 1995; Chartered Financial Analyst, Association for Investment Management and Research, 1998; Chartered Market Technician, CMT, 2004.
Experience: In the investment business since 1996; with Sprott Securities since 2006. Previously with Scotia Cassels Investment Counsel since 1999.


back to top

Gavin Fairweather, CFA
Analyst, Institutional Equity Research
Special Situations
Education: BComm, Finance, Dalhousie University, 2009, CFA.
Experience: Joined Cormark in 2012. Previously worked in the institutional sales group at TD Asset Management.


back to top

Jeff Fenwick, M.Phil, MBA
Director, Institutional Equity Research
Financial Services
Education: Hons. BA, University of Guelph, 1996; M.Phil., University of Cambridge (U.K.), 1997; MBA, Richard Ivey School of Business, 2004.
Experience: Joined Sprott in 2006. Previously with CIBC World Markets (Commercial Banking) and Purolator Courier (Strategy & Corporate Development).


back to top

Meny Grauman, CFA
Analyst, Institutional Equity Research
Financial Services
Education: Hons. BA, (Economics and Medieval History) University of Toronto, 2001; Master of Arts (Financial Economics), 2003. CFA Charter in 2008.
Experience: Joined Cormark Securities in 2013. Previously with CIBC World Markets, Scotia Capital and the Bank of Canada.


back to top

Richard Gray, CFA
Analyst, Institutional Equity Research
Mining
Education: B.A.Sc. (Geological Engineering) University of Toronto, 1997; CFA Charter in 2004.
Experience: In the investment business since 1997; joined Cormark Securities in January 2010. Previously with Scotia Capital, Westwind Partners and Blackmont Capital covering the gold sector.


back to top

Stefan Ioannou, Ph.D.
Analyst, Institutional Equity Research
Mining
Education: BASc (Mining Engineering) University of Toronto, 1998; PhD (Economic Geology) University of Toronto, 2004.
Experience: Joined Cormark in December 2016. Previously in Equity Research with Haywood Securities since 2003 (base metals analyst since 2006), and prior to that worked as an exploration geologist in Nevada and throughout the Canadian Shield.


back to top

Maggie MacDougall
Analyst, Institutional Equity Research
Special Situations
Education: Bachelor of Business Administration, St. Francis Xavier University, 2004.
Experience: Joined Cormark in 2009 as a Special Situations Research Associate. Previously with Goodman & Company Investment Council as an Analyst.


back to top

Hubert Mak, CA, CPA, CFA
Analyst, Institutional Equity Research
Technology
Education: MAcc, University of Waterloo, 2002; BMath, University of Waterloo, 2002.
Experience: Joined Cormark in July 2010 after four years at National Bank Financial as an associate analyst. Prior to that, spent four years at a major accounting firm.


back to top

David McFadgen, CFA
Director, Institutional Equity Research
Communications & Media, Gaming & Leisure
Education: HBA, University of Western Ontario, 1988 CFA, 1994
Experience: In the investment business since 1994; joined Sprott Securities in January 2003. Previously with National Bank Financial, HSBC Securities (Canada), Griffiths McBurney & Partners and Marleau Lemire.


back to top

Kyle McPhee, CFA
Analyst, Institutional Equity Research
Agriculture & Special Situations
Education: BComm. (Honours), Queen's University, 2007; Chartered Financial Analyst, CFA Institute.
Experience: Joined Cormark in 2011. Previously with NCP Northland Capital Partners in Equity Research and Scotia Capital in Investment Banking.


back to top

David Novak, M. Sc., B. Sc.
Analyst, Institutional Equity Research
Healthcare
Education: B.Sc. (Molecular Biology), McGill University, 2006; M.Sc. (Medical Genetics), McGill University, 2009.
Experience: Joined Cormark in 2015. Previously Vice President, Research Analyst at Clarus Securities. Prior capital markets experience with a Canadian boutique, healthcare specialized, investment bank. Additionally, industry experience with a TSX listed biotechnology company and a former clinical research background.


back to top

Robert Peters, CFA
Analyst, Institutional Equity Research
Technology
Education: B.Eng.Mgt (Computer), McMaster University, 2007; MBA, University of Toronto, 2010; Chartered Financial Analyst (CFA) Charterholder, 2014
Experience: Joined Cormark in 2017. Previously Research Analyst at Credit Suisse Securities covering the Technology, Media and Telecommunications sectors. Ranked top Canadian Media stock-picker 2016 by Thomson Reuters.


back to top

Jesse Pytlak, CFA
Analyst, Institutional Equity Research
Special Situations
Education: B.Comm (Hons), McMaster University, 2007; MFin, Queen's University School of Business, 2013.
Experience: Joined Cormark in 2013. Previously with Ewing Morris & Co. Investment Partners and State Street.


back to top

David Tyerman, MBA
Analyst, Institutional Equity Research
Transportation & Industrial Products
Education: B.Comm., University of Toronto, 1982; MBA, York University, 1995
Experience: Prior to joining Cormark in May 2016, two decades of equity research experience including Managing Director of Equity Research at Canaccord Genuity, Genuity Capital Markets and similar roles at Scotia Capital, HSBC Securities and Loewen Ondaatje McCutcheon. Top ranked analyst for many years in transportation and industrials in Brendan Wood and Starmine.


back to top

Garett Ursu, CFA
Analyst, Institutional Equity Research
Oil & Gas
Education: B. Comm., University of Calgary, 1997; Chartered Financial Analyst, AIMR, 2001.
Experience: Joined Cormark in 2008. In the investment business since 1997; previously with Origin Capital Management Ltd., Raymond James Ltd. and FirstEnergy Capital Corp.


back to top

Brent Watson
Analyst, Institutional Equity Research
Oil & Gas
Education: B.A., University of Calgary, 1998.
Experience: In the investment business since 1998; with Sprott Securities since 2001. Previously with Peters & Company Limited and Nexen Inc.


back to top

MacMurray Whale, Ph.D., P.Eng.
Analyst, Institutional Equity Research
Alternative Energy & Industrial Products
Education: B.A.Sc. University of Toronto, 1990; S.M. Mechanical Engineering, MIT, Cambridge, MA 1992; Ph.D. Mechanical Engineering, MIT, Cambridge, MA, 1997; Diplome en Gestion (MBA), College des Ingenieurs, Paris, France; P.Eng., APEGBC, 2001.
Experience: In the investment business since 2001; joined Sprott Securities in February 2004, previously with National Bank Financial; Assistant Professor of Mechanical Engineering, University of Victoria, 1998-2001.


back to top

Jason Zhang, CFA
Analyst, Institutional Equity Research
Energy Services
Education: B. Comm. with Distinction, University of Alberta, 2007; CFA Charter in 2011.
Experience: Previously with BMO Capital Markets (equity research) and Black Diamond Group Limited (financial planning & analysis and investor relations).


back to top

Institutional Sales

Brady Griffin, CFA
Director, Institutional Equity Sales
Education: B.A. (Honours) University of Western Ontario, 1992.
Experience: Started with CT Securities in 1996 and worked with Octagon Capital, before joining Sprott Securities in 2003.


back to top

Eric Lazer
Institutional Equity Sales
Education: B.A.(Honours), Richard Ivey School of Business, University of Western Ontario, 2003.
Experience: Joined Sprott in 2005. Previously with National Bank Financial, Westwind Partners, and TD Securities.


back to top

John Paul Lotesto, MBA, CFA
Institutional Equity Sales
Education: B. Commerce, University of Toronto, 1996; Masters of Business Administration, Schulich School of Business, 1998. Chartered Financial Analyst.
Experience: Capital Markets Experience since 1999. With Cormark since 2012; Previously with CIBC World Markets, Westwind Securities, TD Securities and HSBC.


back to top

Keegan McCormick
Institutional Equity Sales
Education: B. Comm. with Honors, specialization in Finance, University of Ottawa, 2007.
Experience: Joined Cormark in 2014. Previously with National Bank Financial as an Associate Analyst in Equity Research covering Special Situations since 2010. Previously with London Life.


back to top

Ryan O'Flanagan, CFA
Institutional Equity Sales
Education: B.A Biology, Colby College, 2006, Minor in Administrative Science. Completed level 3 of CFA.
Experience: Joined Cormark in 2009. Previously with State Street Global Markets Canada.


back to top

Wayne Phipps, CFA
Institutional Equity Sales
Education: B.A. University of Western Ontario; MBA Schulich School of Business, York University 1999.
Experience: Joined Cormark in Feb 2013. Previously spent 6 years with CIBC in Institutional Equity Sales. Prior to that worked at Clarus Securities and LOM.


back to top

Jennifer Samarzija, MBA
Institutional Equity Sales
Education: B. Arts (Honours) in Business Administration, University of Western Ontario, 1996; Masters of Business Administration, University of Western Ontario, 2000.
Experience: Previously with CIBC World Markets (Equity Sales); CIBC (Investment Banking; Corporate Strategy; Investor Relations) and A.T. Kearney Ltd. (Management Consulting).


back to top

Jeff Shanta
Institutional Equity Sales
Education: Education HBSc, University of Toronto, 1997; MBA, Rotman School of Management, University of Toronto 2007.
Experience: Capital markets experience in structured finance and project finance since 1997; Previously with Northern Securities and NCP Northland Capital Partners.


back to top

Kevin Williams, MBA
Director, Institutional Equity Sales
Education: B. Arts (Honours) in Business Administration, University of Western Ontario, 1996; Masters of Business Administration, University of Western Ontario, 2001.
Experience: In the investment business since 1996; with Sprott Securities since 2001. Previously with J.P. Morgan and First Marathon Securities.


back to top

Natalie Wright
Institutional Equity Sales
Education: HBA, University of Toronto, 2006.
Experience: Joined Cormark in 2011. Previously with Canaccord Genuity, Assante Capital Management and Assante Wealth Management.


back to top

Institutional Trading

Jay Bakker
Institutional Equity Trading
Education: Diploma in Business Administration, Sheridan College, 1996.
Experience: In the investment business since 1996, with Sprott Securities since 2001. Previously with Great West Life Investment Management.


back to top

Mathieu Capozzo
Institutional Equity Trading
Education: Diploma in Social Science, Centennial College, 2003.
Experience: In the investment business since 2004, with Cormark Securities Inc since 2010. Previously with Mackie Research Capital and Canaccord Adams.


back to top

James Connor
Director, Institutional Equity Trading
Education: M.B.A., Dalhousie University, 1995.
Experience: In the investment business since 1995; with Sprott Securities since 2005. Previously with CIBC Wood Gundy, CSFB, and Merrill Lynch.


back to top

Jonathan Hill
Institutional Equity Trading
Education: BAH Economics Queen's University, 2003
Experience: Previously with Paradigm Capital, most recently Managing Director, Trading


back to top

John Lambert
Institutional Equity Trading
Education: B.A. Economics, Bishop's University, 1995.
Experience: In the investment business since 1996. Previously with CIBC World Markets and TD Securities.


back to top

Dean Lazer
Institutional Equity Trading
Education: B.A.(Honours), Richard Ivey School of Business, University of Western Ontario, 2005.
Experience: Joined Cormark in 2008. Previously with BMO Capital Markets.


back to top

Sean McCowan, CFA
Director, Institutional Equity Trading
Education: B.A Economics/Philosophy, University of Western Ontario, 1992; Chartered Financial Analyst, Association for Investment Management and Research, 2001.
Experience: In the investment business since 1994, previously with J. Zechner Associates before joining Newcrest Capital (an investment dealer acquired by TD Securities in 2000) for 5 years as an institutional equity trader. Spent 2000-2007 at TD Securities, most recently as Managing Director, Institutional Equities.


back to top

Chris Petrow
Institutional Equity Trading
Education: HBA, Richard Ivey School of Business, University of Western Ontario, 2009.
Experience: Previously with Merrill Lynch and Jennings Capital.


back to top

Investment Banking

Alfred Avanessy, CFA, LL.B.
Managing Director, Investment Banking
Education: J.D., University of Toronto, 2003, qualified in Ontario and New York; Chartered Financial Analyst, Association for Investment Management and Research, 2007.
Experience: Joined Cormark in 2016 after 10 years at GMP Securities in Toronto (Investment Banking). Previously a Corporate Securities lawyer at Torys LLP.


back to top

Rajiv Chail, CFA
Vice President, Investment Banking
Education: B.A. (Honours Business Administration), Richard Ivey School of Business, University of Western Ontario, 2007; Chartered Financial Analyst, CFA Institute, 2011.
Experience: Joined Cormark in 2009. Previously with Mackie Research Capital Corporation in Investment Banking.


back to top

Stefan Coolican, MBA
Director, Investment Banking
Education: LL.B./MBA (with Distinction), Schulich School of Business and Osgoode Hall Law School, 2007; MSc in Economics and Economic History (Hons.), London School of Economics, 2003; B.A. in Economics (with Distinction), McGill University, 2001.
Experience: Joined Cormark in 2008 after articling at a major Toronto law firm and being called to the Bar of Ontario. Previously with Sprott Securities as a summer associate in 2004 and 2005.


back to top

Dion Degrand, CA, CFA
Managing Director, Investment Banking
Education: Bachelor of Commerce, University of Alberta, 1995; Chartered Accountant, Institute of Chartered Accountants of Alberta, 1998; Chartered Financial Analyst, Association for Investment Management and Research, 2002.
Experience: In the investment business since 2000; joined Cormark in 2009. Most recently, Mr. Degrand was Director, Oil and Gas Investment Banking with National Bank Financial Inc. and prior thereto with Bank Austria Creditanstalt, Goldman Sachs and Peters & Co. Ltd.


back to top

Marwan Kubursi, MBA
Managing Director, Investment Banking
Education: B.Eng., McGill University, 1991; M.B.A., Richard Ivey School of Business, 1996.
Experience: In the investment business since 1996; with Cormark since 2013. Previously with Scotia Capital, Lehman Brothers, CIBC World Markets and Stifel Nicolaus Weisel.


back to top

Ryan Mooney, P.Eng., CFA
Managing Director, Investment Banking
Education: Bachelor of Science, Mechanical Engineering with a Specialization in Petroleum Engineering, University of Calgary, 2008; Professional Engineer (P.Eng.), APEGA, 2013; Chartered Financial Analyst (CFA), CFA Institute, 2014.
Experience: In the investment business since 2008; joined Cormark in 2016. Most recently, Mr. Mooney was a Director, Energy Specialist, Capital Markets with Dundee Capital Markets and National Bank Financial, and prior thereto an Energy Research Analyst with National Bank Financial. Mr. Mooney worked previously in Energy Research at Macquarie Capital Markets, Private Equity at KERN Partners and in Exploitation Engineering at Devon Canada. Ryan previously received the Brendan Wood TopGun Sales Professional award, and was historically ranked as a Research Analyst.


back to top

Paul Nieznalski, MBA
Vice President, Investment Banking
Education: M.B.A., Richard Ivey School of Business, 2009; B.Comm, University of Toronto, 2005.
Experience: Joined Cormark Securities in 2009. Previously an Associate with Wellington West Capital Markets Inc. in Toronto(Investment Banking).


back to top

Eric Pick
Vice President, Investment Banking
Education: MFE, University of Toronto, 2007; BA (Honours Economics), University of Western Ontario, 2005.
Experience: Joined Cormark Securities in September 2010. Previously an Associate with Thomas Weisel Partners Investment Banking.


back to top

Kyle Rookes
Director, Investment Banking
Education: Bachelor of Commerce, University of Calgary, 2008
Experience: Kyle joined Cormark in September 2016 with over 10 years of M&A and capital markets experience with a sole focus on the energy sector, primarily with FirstEnergy Capital Corp. Kyle has completed more than 40 advisory assignments and has been involved in over 100 equity financings for both public and private companies. Kyle completed his Bachelor of Commerce degree at the University of Calgary (2008) where he earned a dual major in Finance & Risk Management.


back to top

David Sadowski
Director, Investment Banking
Mining
Education: B.Sc. Geology, University of British Columbia, 2006
Experience: Joined Cormark Securities in June, 2016 after eight years at Raymond James as a top ranked Equity Research Analyst (Mining). Previously with Abacus Mining & Exploration.


back to top

Michael Shumlich, MSc, CFA
Vice President, Investment Banking
Education: Bachelor of Commerce (Distinction), University of Saskatchewan, 2000; Master of Science, University of Saskatchewan, 2008; Chartered Financial Analyst charterholder, CFA Institute, 2005.
Experience: Joined Cormark in August 2014 after 12 years of investment banking and corporate development experience at Jennings Capital, Agrium and National Bank Financial.


back to top

Darren Wallace, CFA
Managing Director, Investment Banking
Education: Honors Business Administration, University Of Western Ontario - Ivey School of Business, 1993; Chartered Financial Analyst, Association for Investment Management and Research, 1998.
Experience: Joined Cormark Securities in 2001. Experience working at other independent investment dealers; started investment banking career in 1994.


back to top

Chad Zakresky
Vice President, Investment Banking
Education: Bachelor of Arts, Economics (Distinction), University of Calgary, 2007; CFA charterholder, CFA Institute, 2012.
Experience: Joined Cormark in October 2015 after 8 years of investment banking and treasury management experience at Haywood Securities, GMP Securities and First Calgary Financial.


back to top

Associates

James Austen
Associate, Investment Banking
Education: BA (Hons.) from York University, 2008; MBA from Queen's University School of Business, 2013.
Experience: Joined Cormark in 2016. Previously worked in Investment Banking and Institutional Equity Sales at Dundee Capital Markets.


back to top

Chad Bobrosky
Analyst, Investment Banking
Education: B.A. Economics (Distinction), University Of Southern California, 2015, Minor in Business Administration
Experience: Joined Cormark Securities in May 2017. Previously a summer intern at Completion Solutions Inc.


back to top

Calvin Bohdan
Associate, Institutional Equity Research
Oil & Gas
Education: BBA, Mount Royal University, 2011; Chartered Financial Analyst.
Experience: Joined Cormark in 2014. Previously with Haywood Securities, National Bank Financial and PODIUM Ventures.


back to top

Ryan Campbell
Analyst, Investment Banking
Education: BComm, Finance, University of Alberta, 2015.
Experience: Joined Cormark in 2015. Previously a summer analyst in Investment Banking at GMP Securities.


back to top

Warren Duncan, CPA, CA
Analyst, Investment Banking
Education: B.Comm. (Hons.), Queen's University School of Business, 2012.
Experience: Joined Cormark Securities in July 2016. Previously with Ernst & Young LLP in audit and transaction advisory services.


back to top

Michael Flynn, CA
Associate, Investment Banking
Education: B.Comm. (Hons.), Queen's University School of Business, 2010.
Experience: Joined Cormark in May 2013. Previously a Senior Accountant with KPMG LLP's Energy and Natural Resources audit practice in Toronto.


back to top

Gavin Fretwell, CPA, CMA
Associate, Institutional Equity Research
Energy Services
Education: Bachelor of Business Administration, Finance, Okanagan School of Business, 2010; Chartered Professional Accountants of Alberta
Experience: Joined Cormark in June 2016. Previously a Financial Analyst with Trilogy Energy.


back to top

Matthew Gan
Associate, Institutional Equity Research
Communications & Media, Gaming & Leisure
Education: B.A. (Hons. Business Administration), Ivey Business School, University of Western Ontario, 2013; CFA Candidate.
Experience: Joined Cormark in 2014. Previously worked with Acasta Capital and Morgan Stanley.


back to top

Tania Gonsalves
Associate, Institutional Equity Research
Financial Services
Education: B.Sc. (High Honours, Molecular Biology), University of Toronto, 2010; CFA Candidate.
Experience: Joined Cormark in 2016. Previously with Raymond James Ltd. in institutional sales and Gavin Management Group as an Investment Analyst.


back to top

Andrew Khov, CPA, CA
Associate, Institutional Equity Research
Mining
Education: BBA 2010, York University - Schulich School of Business
Experience: Joined Cormark in June 2016. Previously an Equity Research Associate with Canaccord Genuity. Prior to that, spent five years in public accounting.


back to top

Ian Lamb
Associate, Investment Banking
Oil & Gas
Education: B. Comm. with Distinction, University of Calgary, 2010
Experience: Joined Cormark Securities in May 2016 after five years of investment banking and oil & gas industry experience at GMP Securities, Haywood Securities and Shell Energy North America.


back to top

Yakun Liu, M.Sc.
Associate, Institutional Equity Research
Mining
Education: Hon.B.Sc. (Geology) University of Toronto, 2013; M.Sc. (Economic Geology) University of Toronto, 2014.
Experience: Joined Cormark in March 2017. Previously worked as an exploration and mining geologist with De Beers Canada.


back to top

Adrian Mok, P.Eng., CFA
Associate, Institutional Equity Research
Oil & Gas
Education: Bachelors of Engineering, University of Victoria, 2008; Professional Engineer, APEGA; Chartered Financial Analyst.
Experience: Joined Cormark in 2015. Previously with Baker Hughes Canada and TransAlta Corporation.


back to top

James Neal-Ellis
Analyst, Investment Banking
Mining
Education: Honours in Business Administration, Richard Ivey School of Business, 2016.
Experience: Joined Cormark Securities in April 2016. Previously a summer analyst at CIBC World Markets.


back to top

David Ocampo
Associate, Institutional Equity Research
Transportation & Industrial Products
Education: BBA, Wilfrid Laurier University, 2011; Has passed all three levels of the CFA program.
Experience: Joined Cormark in June 2015. Previously with Gavin Management Group as an Investment Analyst.


back to top

Austin Sinclair
Associate, Investment Banking
Education: Honours in Business Administration, Richard Ivey School of Business, 2015.
Experience: Joined Cormark Securities in April 2015. Previously a summer equity research associate with Cormark Securities.


back to top

Roman Volikov
Associate, Investment Banking
Education: B. Comm, University of Calgary, 2013; B.A. International Relations, University of Calgary, 2013
Experience: Joined Cormark in October 2016 after spending 4 years in a Business Development role at Saguaro Resources Ltd., joining the company at its inception. Previously worked in the Mineral Land groups at ARC Resources Ltd. and Encana Corporation.


back to top

Taylor Wang, CPA, CA, CFA
Associate, Institutional Equity Research
Financial Services
Education: BMath, University of Waterloo, 2011; MAcc, University of Waterloo, 2012; Chartered Accountant, Institute of Chartered Accountants of Ontario, 2014.
Experience: Joined Cormark in April 2015. Previously with Ernst & Young LLP.


back to top

Pearce Wildi
Analyst, Investment Banking
Education: B.Comm. (Hons.), Queen's University School of Business, 2016
Experience: Joined Cormark in August 2016. Previously a summer analyst at Picton Mahoney Asset Management and CIBC World Markets.


back to top

Operations

Lou D'Souza, MA, LL.B
Director, Chief Compliance Officer
Education: B.A. (Hons. English), University of Western Ontario, 1992; M.A. (English), University of Western Ontario, 1993; L.L.B., University of Windsor, 1998.
Experience: In the investment business with Sprott/Cormark since 2005. Elected representative on IIROC's: Compliance and Legal Section Executive Committee; Ontario District Council; and Market Rules Advisory Committee. Commercial lawyer with Ogilvy Renault and Heenan Blaikie prior to joining Cormark.


back to top

Karly Healey, CA
Chief Financial Officer
Education: Honors in Business Administration (HBA), Richard Ivey School of Business, University of Western Ontario, 2001; Chartered Accountant, Institute of Chartered Accountant of Ontario, 2003.
Experience: In the investment business with Sprott/Cormark since 2005. Elected representative on the Capital Formula Subcommittee, Investment Industry Regulatory Organization of Canada (IIROC). Previously with Ernst & Young LLP.


back to top
Accessibility Policy  |  Business Continuity  |  Privacy Policy  |  Careers  |  Contact Us