Our clients always come first.
We seek to enhance the reputations of both our firm and the industry within which it works through our interactions with our clients, competitors, and the investing public. We recognize it is a privilege to work in the capital markets and, as such, we adhere to both the spirit and letter of all applicable securities regulations.
Our business is built around providing our clients with creative ideas. While we recognize that ideas need to be accompanied by seamless execution, our first priority is to create ideas that are valued by our clients.
Our firm is built upon a foundation of teamwork. We strive to deliver the “whole” firm to all of our clients and avoid the “direct-drive” culture that pervades much of our industry.
The vast majority of our employees are also owners of our company, which aligns the interests of our employee/owners with the goals of our clients and the firm. As a result, our team is always working to deliver the best of the whole firm to all its clients.
Our goal is to remain nimble yet strong enough to provide both our institutional and corporate clients the best and most creative capital markets advice available.